and Exchange Commission is reportedly going to hire Ropes & Gray LLP attorney Dalia Blass to lead the regulator's Division of Investment Management , which regulates mutual funds, private equity companies, ETFs, hedge funds and registered investment .
On March 8, 2017, the staff of the U.S. Securities and Exchange Commission granted no-action relief that puts global investment management firms one step closer to being able to offer U.S. registered open-end management investment companies more .
Under the Alternative Investment Fund Managers Directive (“ AIFMD ”), a key European directive in the area, there is provision for countries outside the EU to gain recognised status which, in principle, could be used by UK based funds and managers to.
On August25, 2017, Forum Energy Technologies, Inc. (the “Company”) entered into a purchase and sale agreement (the “Purchase Agreement”) by and among the Company, Q-GT (V) Investment Partners ... Company amended the Registration Rights Agreement.
The scope of the AIFMD is broad and, with a few exceptions, covers the management, administration and marketing of alternative investment funds (AIFs ... You will also learn about the registration and authorisation processes for AIFMs and regulatory.
Following announcement of the proposed launch of a bond trading link between China and Hong Kong (Bond Connect) earlier this year, Bond Connect officially launched on July 3, 2017. Bond Connect allows foreign institutional investors to invest in bonds .
SAN FRANCISCO, Aug. 30, 2017 /PRNewswire/ -- Serent Capital, a San Francisco-based private equity firm focused on investing in high-growth technology and services businesses, has made an investment ... and management (ArbiterGame), athlete registration.
Market Infrastructure Fund managers abandon MiFID II in shift to AIFMD · People MovesDeutsche Bank names Asia-Pacific securities services head · CustodyJapanese trust banks automate post-trade processes with DTCC · Market InfrastructureClearstream .
On July 11, the European Securities and Markets Authority (ESMA) updated two question and answer documents (Q&A). The first related to the Alternative Investment Fund Managers Directive ( AIFMD ) and the second to the Undertakings for the Collective .
In it ESMA prescribed nine high level principles (the "Principles") aimed at fostering consistency in the authorisation and supervision of relocating AIFMs, UCITS management companies (including entities authorised to act as both an AIFM and a UCITS.
Eligible institutional investors who wish to register their claim in the KapMuG Proceeding can do so by providing eligible transaction data to ISAF VW for analysis and subsequently executing the ISAF VW Participation Agreement and related documentation.