Sec complaint atlantic asset management










News

Keeley Asset Management Has Lowered Broadridge Fincl Sol (BR) Stake By $332,310; EPAM Systems (EPAM) Covered By 13 Bullish Analysts Last Week
Keeley Asset Management Corp decreased Broadridge Fincl Sol (BR ... The rating was initiated by Atlantic Securities with “Overweight” on Tuesday, September 13. The stock of Broadridge Financial Solutions, Inc. (NYSE:BR) has “Overweight” rating.

Company Overview of Atlantic Asset Management L.L.C.
Atlantic Asset Management L.L.C. is a Connecticut-based investment advisor with over $6.5 billion assets under management. The firm primarily focuses on fixed income securities. It invests primarily in North America, but specifically in the United States.

SEC charges Stamford’s Atlantic Asset Management with fraud
The Securities and Exchange Commission has leveled fraud charges against a Stamford-based investment advisory firm, Atlantic Asset Management LLC ... According to the SEC’s complaint filed in federal court in Manhattan: AAM is partially owned by an.

Martingale Asset Management L P Has $28.44 Million Position in Exelon Corporation (EXC)
Martingale Asset Management L P owned approximately 0.08% of Exelon Corporation worth $28,442,000 as of its most recent filing with the Securities and Exchange ... Delmarva Power & Light Company (DPL) and Atlantic City Electric Company (ACE), is engaged.

General Atlantic promotes Goldman
Pierpont Securities, and Sura Asset Management. Prior to joining General Atlantic, Mr. Goldman spent five years with the growth equity team at the Fremont Group in San Francisco, where he made several investments in the internet, communications.

Atlantic Trust Group LLC Has $17.81 Million Position in Euronet Worldwide, Inc. (EEFT)
Atlantic Trust Group LLC increased its stake in Euronet Worldwide, Inc. (NASDAQ:EEFT) by 5.3% during the second quarter, according to its most recent 13F filing with the Securities and ... World Asset Management Inc purchased a new position in Euronet.

SEC charges Atlantic Asset Management with fraud
AAM has not found buyers for the bonds and clients have not been able to liquidate their positions, according to the SEC complaint. The Atlantic Asset Management website describes it as a certified minority- and women-owned business enterprise with $12.

SEC Charges Atlantic Asset Mgmt. With $43M Bond Fraud
The SEC's complaint goes on to state that a power struggle has erupted between Atlantic Asset Management and BFG, with the adviser resisting BFG's attempts to get it to invest more client assets in its interests and BFG attempting to remove the adviser's.

Advisors Asset Management INC Raised Holding in Macquarie Infrastructure Cor (MIC) by $5.61 Million
Rmb Cap Management Llc, a Illinois-based fund reported 162,849 shares. Advisors Asset Management Inc increased its stake in Macquarie Infrastructure Cor (MIC) by 22.38% based on its latest 2016Q4 regulatory filing with the SEC. Advisors Asset Management.

Investment Advisor Charged Over Bond Issues
Investment advisory firm Atlantic Asset Management has been ... By this time, the SEC said, the firm was aware that “there was no active market” for the earlier-issued bonds and had received complaints from clients about the earlier investment.